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Regulatory Update: The Municipal Advisory Rules and Their Effect on Public Investments


Webinar

Regulatory Update:
The Municipal Advisory Rules and Their Effect on
Public Investments


 

June 23, 2014
Webinar

Slides | Transcript

With the effective date of the Municipal Advisory (MA) Rules approaching, the municipal market has been directed principally to the role and responsibilities of those persons providing advice with respect to the issuance of municipal securities. However, the rules have important implications for those providing advice to governmental entities on the investment of bond proceeds or the brokerage of municipal escrow investments. Treasury officials at the local level are already receiving letters from underwriting firms, who are informing clients that the MA Rules may prohibit them from continuing to sell and trade on behalf of the governmental entity.

Speakers

  • Arto C. Becker, Partner, Hawkins Delafield & Wood LLP
  • Jennifer Christensen, Investment & Debt Officer, County of Santa Barbara Treasurer-Tax Collector
  • Leo Karwejna, Chief Compliance Officer, PFM Asset Management LLC
  • Marty Margolis, Chief Investment Officer, PFM Asset Management LLC
  • John M. McNally, Partner, Hawkins Delafield & Wood LLP

Webinar Replay

Please contact CDIAC Education unit at cdiaceducation@treasurer.ca.gov for the webinar replay


 

Speakers